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Alternative Trading Systems
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71	THIC MANITOBA OICCUMITICP COMM•l!llllCIN THE SECURITIES ACT Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2014-11-27 15:07:05 Finance United States Securities and Exchange Commission United States securities law 73rd United States Congress Financial regulation Alternative Trading Systems Ontario Securities Commission Security Investment Industry Regulatory Organization of Canada Financial economics Financial markets Financial system
72	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]November 13, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-14 07:53:28 Financial markets Finance Securities Exchange Act Financial economics Financial regulation Alternative Trading Systems Securities and Exchange Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission
73	Regulation Systems Compliance and Integrity Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-08 11:33:08 Financial regulation Financial economics Government Economy of the Philippines Securities Exchange Act U.S. Securities and Exchange Commission Alternative Trading Systems Securities regulation in the United States Securities Act United States securities law United States Securities and Exchange Commission 73rd United States Congress
74	Aequitas NEO Trading Policies (November[removed]) Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-11-17 10:49:44 Investment Finance Algorithmic trading Market maker Order Electronic trading Alternative Trading Systems Chicago Stock Exchange Stock Exchange of Thailand Financial markets Financial economics Stock market
75	Rules Notice Notice of Approval Dealer Member Rules Please distribute internally to: Institutional Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-10-30 13:56:03 Financial system Financial regulation Investment Industry Regulatory Organization of Canada Securities Repurchase agreement Canadian securities regulation Short Alternative Trading Systems Trading room Financial economics Finance Financial markets
76	Secondary Market Liquidity for Securities of Small Businesses Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-19 14:54:54 United States securities law United States Securities and Exchange Commission Stock market Investment 73rd United States Congress Securities Act High-frequency trading Alternative Trading Systems Securities Exchange Act Financial economics Finance Financial markets
77	Automated Matching Systems Exchange, LLC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-23 19:28:36 Financial regulation Securities Exchange Act Alternative Trading Systems U.S. Securities and Exchange Commission Financial economics Financial system Securities Act United States securities law United States Securities and Exchange Commission 73rd United States Congress
78	Regulation Systems Compliance and Integrity Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-08 11:33:08 Financial regulation Financial economics Government Economy of the Philippines Securities Exchange Act U.S. Securities and Exchange Commission Alternative Trading Systems Securities regulation in the United States Securities Act United States securities law United States Securities and Exchange Commission 73rd United States Congress
79	Automated Matching Systems Exchange, LLC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-23 12:46:52 United States securities law Financial economics Securities Exchange Act Self-regulatory organizations U.S. Securities and Exchange Commission Financial system Consolidated Quotation System Alternative Trading Systems Arizona Stock Exchange Financial markets 73rd United States Congress United States Securities and Exchange Commission
80	Rules Notice Guidance Note UMIR Contact: Naomi Solomon Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-15 10:01:04 Investment Security Universal Market Integrity Rules Alternative Trading Systems OTC Markets Group Broker-dealer NASDAQ U.S. Securities and Exchange Commission Algorithmic trading Financial markets Financial economics Finance

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